Lecture on Frankenstein, Chapters 12-13
T. A. Copeland
As
Chapter 12 opens, the creature has learned all he can learn alone: simply to
differentiate his senses from one another, to recognize to his basic bodily
needs, and to stay out of sight. Beyond this lie social development and intellectual development, which
by their very nature depend upon interaction with other intelligent
beings. I will treat three topics:
learning language, developing virtue, and appearance vs. reality.
Learning Language
To
begin this process the creature requires the tool of language, so Shelley
invents Safie, who likewise needs to learn the language of her new
companions. This is probably a
good place to discuss how people learn to speak. Here I am digressing, but this is a matter you need to learn
about, and an English course is the most logical place to learn it. Everyone knows that children learn to
speak by speaking with other speakers; children raised by wild animals do not
learn to speak. Occasionally, especially
in the case of twins who spend an unusual amount of time alone with each other,
they speak mostly to each other, and this can sometimes result in a private
language that the adults around them cannot understand. This is one of the reasons why linguists
now believe that up to the age of eleven or twelve children possess a faculty
for inventing language, a faculty that later atrophies, but it’s nevertheless
very rare for them to invent a private language. Ordinarily what they do is re-invent the language
they hear spoken around them. There is no doubt that they do in fact re-invent it and do not simply
learn to parrot what they hear; their learning is much too fast for that, and
they also make certain errors that would not happen if all they did was echo
what others said to them. This is
not to deny that children learn words and expressions—and much
more—from those around them, but they process it in a more complex
way than just storing tape recordings. Suppose, for example, that a child’s foot goes to sleep. A parent who notices the symptoms may
ask the child, “Did your foot go to sleep? Does it feel prickly?” The child learns plenty from this, and she’ll apply it too on another
occasion. Suppose next that both of her feet go to sleep for some reason. So she says, “My foots goed to sleep. They’re prickly.” Now, she never heard anyone say these words, but she did learn
certain vocabulary, grammatical rules, and the regular morphological changes
that turn singular to plural—house:
houses, finger: fingers—and present to past—walk: walked—so “foot” becomes
“foots” and “go” becomes “goed.” The child who says, “My foots goed to sleep” is creating words
she has never heard, by applying (linguists say “overextending”) certain rules
of linguistic change that she has learned. She has not completely learned these particular
rules, though, so she gets corrected, and little by little she brings her
invented language into line with the language spoken around her. If she learns “leaf: leaves,” she may very
well apply this new rule to “loaf” or “half” or “wife” or “knife” without being
told to do so, to get “loaves,” “halves,” “wives,” “knives.” After the age of twelve, though, people
simply don’t begin learning a language in this way any longer. They become much less playful, more
cautious. They must be told the plural of “foot”; they don’t make it up and wait to be corrected. It’s a much slower process. Later on, in the more advanced stages
of language learning, I think adults do catch up with the children, but
children start out being inventive and adventurous.
I’m
oversimplifying, of course, but the point is that anything like a normal
learning method is out of the question for the creature because he cannot
interact with other speakers. He
must learn privately, and that is why Safie had to be invented. Only by listening in on her lessons can
the creature learn language by the means available to adults, which does not
require interaction with other speakers. It can be done with books and with language lab recordings and by
speaking softly to oneself—or by spying on someone else learning the
language in an adjacent room.
Having
had to invent Safie, though, Shelley decided to get some more mileage out of
her than just language instruction. For one thing, please recall the scene in which she begs for acceptance
by Felix’s father. She has as yet
no knowledge of the family’s language (which, by the way, is French—And
why are they living near Ingolstadt, Germany? Well, we must wait to find out), but she does know the
universal language of gesture, for “. . . the young stranger knelt at the old
man's feet and would have kissed his hand, but he raised her and embraced her
affectionately.” Remember this
tableau because the creature remembers it and uses it when he faces a similar
situation. Saphie also has musical
ability, and she helps the creature to develop his aesthetic sense, which so
often mingles opposite passions: She sings “airs so entrancingly beautiful that they at once drew tears
of sorrow and delight from my eyes.” How to find beauty in sorrow is a rather advanced spiritual lesson.
Developing Virtue
Furthermore,
the book from which Felix teaches Safie teaches the creature—and
us—important lessons about human nature, history, and social customs. There is no need to detail them all,
but I do want to single out one lesson that seems to recur and which always
involves the same word, a word that needs some explanation. The first time we hear this word is
when the book Ruins of Empires tells
of the
. . . wonderful virtue of the early Romans—of
their subsequent degenerating—of the decline of that mighty empire, of
chivalry, Christianity, and kings. I heard of the discovery of the American
hemisphere and wept with Safie over the hapless fate of its original
inhabitants.
These
wonderful narrations inspired me with strange feelings. Was man, indeed, at
once so powerful, so virtuous and
magnificent, yet so vicious and base? He appeared at one time a mere scion of the evil principle [a
son of the Devil, as it were] and at another as all that can be conceived of
noble and godlike.
The word virtue in this context is not synonymous with goodness. It means
something more like worth or capacity—the capacity for
doing good, or for doing evil. Satan—if you believe in Satan—had virtue in this sense. An angel with less virtue could never
have pulled off such a coup in heaven as he did or have fallen so low. Anniken Skywalker has virtue in this
sense, and so does his son Luke; it’s what makes them so desirable to those on
the other side. People have to
have some considerable substance to be of any use after being “turned,” since
the Dark side of the Force drains them, and they get used up far too rapidly to
be of any use unless they have a tremendous store of virtue, in the sense of
substance, to begin with. Let me
end the illustrations with a quip of Francis Bacon’s that the founders of great
families are “commonly more virtuous than their descendants but less
innocent.” He meant that the first
member of a family to gain a vast fortune and a reputation had to have a good
deal of virtue in the sense of grit, probably more than his weakling
descendants, but he also probably had to do a lot of back-room wheeling and
dealing (the antithesis of virtue in the moral sense), thereby enabling his
heirs to live well and keep their hands clean.
On the other hand, later on in this
chapter the word virtue is used also
in its common, moral sense: “I
admired virtue and good feelings and
loved the gentle manners and amiable qualities of my cottagers. . . .” In this context virtue means little more than a love of goodness, but I’d like to
linger just a moment more to put a little more of an edge to the word than
that. In discussions of morality,
virtue is more than a love of goodness. It means goodness put to the test and having passed the test—tempered goodness, if you like—as opposed to innocence, which is untested
goodness.
Now let’s
apply these words to the story. The author makes us aware that the creature possesses virtue to excess
in its original, non-moral sense, for even though “deformed and
loathsome,” the creature says rightly of itself, “I was more agile than they
and could subsist upon coarser diet; I bore the extremes of heat and cold with
less injury to my frame; my stature far exceeded theirs.” As a result of being very well made,
the creature has vast potential, “virtue”—for either good or
evil—and one might even say that he also possesses virtue in the loose,
common moral sense of a natural inclination toward goodness, for he lacks any
trace of malice or lust or even envy, for which I think he might be excused
even if he did have it. He has
learned that theft is wrong because it inflicts pain and hardship on others,
and so he has spontaneously ceased stealing and begun instead to do kind
offices for the cottagers. Still,
he does not possess virtue in the more precise moral sense I have
specified. He is innocent only,
not truly virtuous because his goodness has never yet faced any serious test.
We must
view this creature as a precocious child whose mind is developing at lightning
speed but whose moral character has yet to be crystallized. He does seem to love goodness, and so
there is hope for him, but the histories of past nations of human beings serve
as a warning that early promise is no guarantee of later success. After all, we must remember that, like
all of us, the creature is as yet unfinished, “but half made up,” and cannot
graduate to the next level of development unless some wiser, better friend,
dearer to him than himself, enters his life to “lend his aid to perfectionate”
the work that Victor started in his laboratory. And, unfortunately, as the creature learns about human
families, he becomes increasingly aware of how little chance there is of his
ever finding such a friend. He
hears of fathers, mothers,
. . . of
brother, sister, and all the various relationships which bind one human being
to another in mutual bonds.
But where
were my friends and relations? No
father had watched my infant days, no mother had blessed me with smiles and
caresses; or if they had, all my past life was now a blot, a blind vacancy in
which I distinguished nothing. From
my earliest remembrance I had been as I then was in height and proportion. I had never yet seen a being resembling
me or who claimed any intercourse with me. What was I? The
question again recurred, to be answered only with groans.
More and more he pins his hopes on
these good people in the cottage, to serve as his social network, his finishers,
so to speak, but what if instead of a friend to finish the work of creation, an
enemy should enter at this critical moment? Wouldn’t the process of creation be distorted,
perverted?
Appearance vs. Reality
Unfortunately,
what the creature is has yet to be determined by what happens next in his
interaction with mankind, and the direction this development takes will depend
on his appearance. Previous
episodes in the novel have made us acutely aware that human beings judge far
too readily on externals—appearance or circumstantial evidence. We have seen how innocent were the
creature’s motives in his early encounters with human beings and how unjustly
his ugliness aroused their fear and hatred. Just before we met him ourselves, Justine’s trial and death
carefully prepared us to distrust appearances and to refrain from making snap
judgments based on them. This
lesson cannot be taught too often, although there are periods in history that
may have needed it more than others. The creature has been learning to distinguish one thing from another,
and now he comes to the ultimate distinction, appearance and reality.
In Geneva,
where our story was written and where it is set, Calvinism had flourished since
John Calvin founded it in the sixteenth century. According to Calvinism it was almost axiomatic that if you
were healthy and prosperous, you were among the elect, favored by God, and
destined for salvation, while if you were deformed or poor and didn’t own a
nice white house on the hill, you were not. I mention Calvinism only because this notion was built into
its doctrine, but Calvinism has no monopoly on trust accorded to
respectable-looking people. Now,
it doesn’t require a Ph.D. to see that some of the biggest crooks look
respectable, but by the same token, if it were not that many people really did
believe the myth, literary men would not have had so much fun in exploding
it. And did they ever have fun
exploding it! Every single witch
in sixteenth-century romance-epics is drop-dead gorgeous—Armida, Acrasia,
Duessa—gorgeous, that is, until she is unmasked, and then she turns out
to be old, gray, toothless, and ugly, with maybe a fox’s tail befouled with
filth. Just relax and listen to
how Ariosto describes the false beauty of the witch Alcina in Orlando Furioso. The translation is that of Queen
Elizabeth’s godson Sir John Harington:
Her hair was long and yellow to the same,
As might with wire of beaten gold compare;
Her lovely cheeks with show of modest shame,
With roses and with lilies painted are;
Her forehead, fair and full of seemly cheer,
As smooth as polished ivory doth appear.
Within two arches of most curious fashion
Stand two black eyes that like two clear suns shine’d,
Of steady look but apt to take compassion,
Amid which lights, the naked boy and blind
Doth cast his darts that cause so many a passion
And leave a sweet and cureless wound behind;
From thence the nose in such good sort descended
As [even] envy knows not how it may be mended;
Conjoined to which in due and comely space
Doth stand the mouth, stained with vermilion hue;
Two rows of precious pearl serve in their place
To show and shut a lip right fair to view;
Hence come the courteous words and full of grace
That mollify hard hearts and make them new;
From hence proceed those smilings sweet and nice
That seem to make an earthly paradise.
Her breast as milk, her neck as white as snow;
Her neck was round, most plump and large her breast;
Two ivory apples seemed there to grow,
Full tender, smooth, and fittest to be pressed. . . .
And
so forth. Later, however, when the
witch’s spells have been broken, all this beauty proves to have been illusory. This is how she appears in reality:
Her face was wan, a lean and wrinkled skin;
Her stature scant three horseloaves did exceed;
Her hair was gray of hue and very thin;
Her teeth were gone, her gums served in their stead;
No space was there between her nose and chin;)
Her noisome breath contagion would breed;
In fine, of her it might have well been said,
In Nestor's youth she was a pretty maid.'. . .
The
beheading of Mary Queen of Scots, the historical counterpart of one of these
literary witches, turned out to be a real-life lesson of this same kind. Like her cousin Elizabeth, Mary had
laid claim to great beauty for many years (too many actually), and like
Elizabeth’s, her red hair was one of her best features. Mary dressed defiantly for her
beheading and also wisely, all in red, as Catholic martyrs were always
represented (but also, I have always thought, so the stains wouldn’t
show). However, it’s pretty hard
to prevent all possible damage to one’s appearance when having one’s
head cut off, so, after the three terrible strokes of the axe that were
required to actually sever her head from her body, the show climaxed in her red
wig’s coming off in the executioner’s hand, and when he reached down again and
pulled up her head covered with thin gray hair, there was laughter. Yes, people knew that appearance and
reality didn’t always agree, and they were always delighted to see hypocrisy
unmasked, but it was always a novel idea anyway. In America during the seventeenth century, perhaps the most
exciting thing about the Salem witch trials was that the supposed witches were
not limited to the drunken and sluttish old women of the town, who were the
first to be accused, but increasingly included persons of good reputation who
had previously been believed to have led blameless lives. The failure of appearance to jibe with
the supposed reality was a surprise and therefore riveted the attention of the public, and the learned judges, by
not trusting appearance, posed as imaginative men capable of thinking outside
the box. Unfortunately, while
priding themselves on shrewdly penetrating the imagined hypocrisy of the
accused, they indulged in blind trust in the accusers because they could not
believe that children could lie or seek to hurt people, so appearance won after
all.
In
my own lifetime, we used to accept without question that good guys in Westerns
always wore white hats and bad guys wore black ones. You laugh at this now, and so do I, but tell me, didn’t it
seem to you perfectly natural that the evil Emperor in Star Wars should be ugly and wrinkled while the good characters are
well-fleshed and attractive? On
the other hand, you also took delight in violations of the cliché like Yoda,
whose appearance gives no clue to his true nature. So what Shelley is doing in this novel is to give to her
readers a lesson that every age must be taught afresh—that appearance is
not a reliable indication of reality—and if the chapter on Justine’s
trial was a lesson aimed mainly at us the readers, Chapters 12 through 15 show
us the creature grappling with this same lesson, and it gives him some trouble.
Initially
he finds it natural that since he is ugly he ought to be miserable (Chapter 12,
¶ 4): “I saw no cause for their
unhappiness,” he says of the cottagers, “but I was deeply affected by it. If such lovely creatures were miserable,
it was less strange that I, an imperfect and solitary being, should be wretched.” Later he reaffirms his equation of
beauty with worthiness: “the gentle manners and beauty of the cottagers greatly
endeared them to me. . . .” And
predictably, when he sees his own image, he is himself as horrified by his
looks as all the humans he has met have been, since he knows his looks just
don’t match his soul:
I had
admired the perfect forms of my cottagers—their grace, beauty, and
delicate complexions; but how was I terrified when I viewed myself in a
transparent pool! At first I started back, unable to believe that it was indeed
I who was reflected in the mirror; and when I became fully convinced that I was
in reality the monster that I am, I was filled with the bitterest sensations of
despondence and mortification. Alas! I did not yet entirely know the fatal
effects of this miserable deformity.
Don’t you worry, though; Shelley
means to let us all see together what horrible damage can be done by allowing
appearance to guide us in responding to fresh experiences. Justine’s condemnation on
circumstantial evidence will seem like small potatoes before Shelley is
finished with us.